Protect yourself against systematic misconduct claims

• Autores: Toby Duthie, Bob Mason
• Localización: The Lawyer, ISSN-e 0953-7902, Vol. 31, Nº. 38 (11/7/2016), 2016, 33 págs.
• Idioma: inglés
• Texto completo no disponible (Saber más ...)
• Resumen

  • The article focuses on the need of protecting the systematic misconduct claims with the risk-based compliance testing can help prevent bankers with the criminal facilitation of tax evasion. It mentions that failure to prevent the crimes of those who act for or on behalf of a corporation and Financial Services and Markets Act 2000 and audit trails of business decisions. It also mentions that the financial institutions implement for reassuring the regulators, management and shareholder.